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Soft dollar
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#	Item
131	Microsoft Word - Document3 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-04 14:09:17 Soft dollar Brokerage firm Business Money Finance Corporate crime U.S. Securities and Exchange Commission
132	Microsoft Word - S7[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-10-01 12:58:47 Financial adviser Mutual fund fees and expenses Exchange-traded fund U.S. Securities and Exchange Commission Mutual fund Christopher Cox Closed-end fund Financial economics Investment Soft dollar
133	Microsoft Word - 72649637_7.DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-10-02 11:03:58 Business Soft dollar Money Financial adviser U.S. Securities and Exchange Commission Financial services Finance Investment Financial economics
134	October 1, 2008 Ms. Florence Harmon Acting Secretary Office of the Secretary U.S. Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-10-06 15:13:19 Financial services Institutional investors Collective investment schemes Soft dollar Mutual fund U.S. Securities and Exchange Commission Christopher Cox Financial adviser Hedge fund Financial economics Investment Finance
135	Thank you for the opportunity to comment on the “Commission Guidance Regarding the Duties and Responsibilities of Investment Company Boards of Directors with Respect to Investment Advisor Portfolio Trading Practices” Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-29 16:08:19 Business Financial services Collective investment schemes Financial adviser Soft dollar Investment Advisor U.S. Securities and Exchange Commission Investment Adviser Association Hedge fund Financial economics Finance Investment
136	Comment Letter on File No. S7-22-08 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-08-08 15:01:32 Business Soft dollar Financial services Funds Financial adviser Collective investment scheme Christopher Cox Financial economics Finance Investment
137	T. ROWE PRICE ASSOCIATES. INC. DAVID OESTREICHER P.0. 80x[removed]Vice President Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-10-02 11:21:10 Investment Business 76th United States Congress Financial adviser Investment Adviser Association Investment Advisers Act Soft dollar Fiduciary U.S. Securities and Exchange Commission Finance Law Financial economics
138	C/O PICKARD AND DJINIS LLP ATTORNEYS AT LAW Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-10-02 11:38:19 Soft dollar Money Financial adviser U.S. Securities and Exchange Commission Investment Advisers Act Registered Investment Advisor Finance Business Financial economics
139	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-07-11 17:40:59 Financial services Law Investment 76th United States Congress Investment Advisers Act Registered Investment Advisor Soft dollar Financial adviser U.S. Securities and Exchange Commission Financial economics Finance Business
140	October 1, 2008 Ms. Florence Harmon Acting Secretary Office of the Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-10-06 15:16:39 Soft dollar Financial adviser U.S. Securities and Exchange Commission Economics Finance Business Money

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